Deloitte Recruitment 2019 :
Profile : Analyst – Risk & Regulatory Affairs – Canada RRA
Qualifications and experience :
Required:
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Educational Qualification: B.Com, CA Inter
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Ability to become well versed in the Firm’s Independence policies and other related firm policies
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Excellent verbal and written business communication skills, prior exposure to international business correspondence a plus
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Ability to apply Firm policies to various fact patterns
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Ability to follow work programs with a high degree of accuracy and attention to detail
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Ability to analyze problems and facilitate solutions
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Ability to handle confidential and sensitive information with appropriate discretion
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Excellent organizational aptitude and interpersonal skills
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Ability to quickly learn technical tools including Microsoft Office applications and other database tools
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Ability to meet deadlines and work under pressure
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Should be flexible on work timings and may be required to work outside of normal business hours during peak periods
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Ability to interact professionally with senior leadership and other stakeholders.
Location: Hyderabad
Work Timings: 2 p.m. – 11 p.m.
Job Purpose
The objective of the GIMS audit process is to help protect the DTTL Canada and their people from Independence problems. This is accomplished by conducting timely, efficient and effective personal independence audits.
This position is part of a group that provide assurance to firm leadership and other outside regulatory bodies that the firm has specific quality control procedures in place to effectively monitor our people’s adherence to DTTL Canada Independence policies and other regulatory requirements.
An independence audit consists of obtaining a significant amount of personal financial information from individuals being audited and then subjecting that information to audit for potential violations of the independence rules.
The Group seeks to identify and resolve exceptions in a timely manner with a constant focus on customer service.
Work you will do
As an RRA Analyst, you should be able to consistently apply a base of knowledge to matters that arise, identify and resolve exceptions to policies and professional standards in a timely manner. Your key responsibilities would include:
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Perform specific portions of personal independence audits of the DTTL Canada Partners, Directors and Managers by applying a detailed audit process and reviewing submitted audit materials for compliance with DTTL Canada Independence policies
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Identify financial interests in submitted audit materials. Research financial interest entities with Firm tools (Deloitte Entity Search & Compliance (DESC) System, CRM and CMS) and the Internet. Document the results of procedures and potential Independence policy exceptions.
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Work closely with the other independence team members (R10 and Canada), develop best practices, and collectively develop a base of knowledge used to consistently address independence scenarios that arise.
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Manage multiple auditees simultaneously, track progress and report to local management their progress and any issues that arise. Effectively communicate with local and Canada. peers, reviewers and management.
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Develop a strong working knowledge of DTTL Canada Independence policies to render a conclusion on potential exceptions identified during the audit
Deloitte in Canada
Deloitte LLP, one of Canada’s leading professional services firms, provides audit, tax, consulting and financial advisory services to a wide range of Canadian and international clients. Deloitte LLP is the
Canadian member firm of Deloitte Touche Tohmatsu Limited, which is a network of member firms, each of which is a legally separate and independent entity. ExploreDeloitte Canada for more information
Canadian member firm of Deloitte Touche Tohmatsu Limited, which is a network of member firms, each of which is a legally separate and independent entity. ExploreDeloitte Canada for more information
The team
The R&RA group plays a critical role in enhancing, preserving and protecting the reputation of the Deloitte organization. Our group is focused on strategic, confidential and regulatory risk matters which include ensuring Independence of the organization, Partners, Directors, Senior Managers, and Managers, apart from conducting a host of compliance monitoring activities for all the professionals in the U.S, India and other member firm offices. The Centre of Excellence comprises various teams operating databases with client and affiliate information, monitoring conflicts of interest, monitoring data privacy, and monitoring investments of organization personnel. The group supports the Deloitte U.S. National Office as well as global Deloitte member firms.
We are in an internal Deloitte U.S. Firms professional service position that supports member firms of the Deloitte organization. Functions within RRA include Independence Operations, Independence Audits, Conflicts, Independence Representations, Discipline, and Ethics & Compliance. The team interacts/coordinates frequently with other members across the member firms’ risk and regulatory affairs groups to effectively serve Deloitte professionals.
